Institutional Information for Proposal Preparation (Current Rates and Codes) ~ ORSP Toolbox

Information on this Page:


Budget Rates and Policies

Facilities and Administrative (F&A) Cost Rates — effective through June 30, 2011 [pdf]

ON-CAMPUS Research 44.0% MTDC through 06/30/091,2
43.0% MTDC after 07/01/09
Instruction 50.0% MTDC
Other 28.2% MTDC
OFF-CAMPUS 3 Research 26.0% MTDC
Instruction 26.0% MTDC
Other 16.6% MTDC
Cognizant Federal Agency Department of Health and Human Services (DHHS)
Point of Contact Jay Mervis
Telephone Number 202-401-2808
Date of Agreement August 9, 2007 (for copy of agreement, click PDF link above)
Type of Agreement Modified Total Direct Costs (MTDC) 1,2

How to Handle Changing F&A Rates for UM Proposals:

For new, competing renewal and supplemental research proposals: For each year of the proposal budget, use the F&A rate in effect at the beginning of that budget year for the entire budget year. If a proposed budget year begins prior to 07/01/2009, use the 44.0% MTDC F&A rate for that entire budget year. If a proposed budget year begins after 07/01/2009, use the 43.0% MTDC F&A rate for that entire budget year. (Do not prorate the budget to reflect a change of F&A rate during a budget year).

1Modified Total Direct Costs (MTDC) consists of all salaries and wages, fringe benefits, materials and supplies, travel, and subgrants or subcontracts up to $25,000 of each subgrant/subcontract (regardless of the period covered by the subgrant or subcontract). Modified total direct costs shall exclude equipment items above $5,000 per unit, capital expenditures, charges for patient care and tuition remission, rental costs of off-site facilities, scholarships, and fellowships, as well as the portion of each subgrant/subcontract in excess of $25,000. In addition, recharge center rates (e.g., Supercomputer, Teleproductions, UM Field Station, etc. may have to be excluded. Check with ORSP.

2According to OMB Circular A-21, Federal Cost Principles for Educational Institutions, items such as administrative and clerical staff, office supplies, postage, duplication, local telephone costs, and memberships should normally be treated as indirect costs (i.e. not charged as direct costs in proposal budgets). Direct charging of these items may be appropriate where a major project or activity explicitly requires such costs and they can specifically be identified with the project or activity; in these cases the costs should be sufficiently justified. These principles apply only to federal funding; non-federal agencies may allow such costs to be routinely charged as direct costs.

3Off-Campus definition applies for all activities performed in facilities not owned by the institution and to which rent is directly allocated to the project. Only one F&A cost rate will be used on a project budget. If more than 50% of a project is performed off-campus, the off-campus rate will apply to the entire project. Check with ORSP.


Fringe Benefit Rates — effective July 1, 2009

Faculty and Staff
29.00% of project salary/wages
Students (undergraduate and graduate)
3% of project wages

Graduate Assistant Tuition Remission Cost and Policy

Tuition Remission Cost for 2009-2010
$2,552 per semester for full-time graduate students (9 hrs)

University Policy: Tuition remission for graduate assistants is REQUIRED on grants and contracts unless not allowed by the agency or program. Any variations must be approved by the Vice Chancellor for Research and Sponsored Programs.


Cost Sharing Policy and Procedures

University Policy: Cost sharing should be included in the budget accompanying a proposal submission ONLY if such arrangements are required or bly encouraged by the sponsor's program guidelines. It is bly recommended that cost share commitments be equally held by the Department, the Dean, and the ORSP.

Procedures: To request cost share assistance from the ORSP, complete and submit the Request for Cash Cost Share Assistance form (available from the Budget Forms page). The form must be accompanied by a brief Abstract or Statement of Work, budget for both the funds being requested from the sponsor and for the cost share funds, and documentation from the sponsor regarding cost share requirements. Submit this form to the ORSP at least thirty (30) days before the proposal is due.


NIH Salary Cap

Maximum Rate (as of January 1, 2009)
$196,700 per year [NIH Notice No. NOT-OD-09-037]

Codes and Classifications

Federal Employer Identification Number (EIN)
64-6001159 [for copy of IRS letter, contact ORSP]
Dun and Bradstreet (DUNS) Number
DUNS # 067713560
Commercial and Government Entity (CAGE) Code
4B836
DHHS 12-Digit EIN
1646001159A1
NSF Organization Code
00244060000
Federal Interagency Committee on Education (FICE) Code
002440
Basic Carnegie Classification
Research Universities (high research activity)
Full UM Carnegie Classification Information, 2005 [pdf]
Type of Organization
public college/university — nonprofit, tax-exempt, non-land-grant

Compliance and Assurances

Animal Care and Use for Instruction, Demonstration, or Research
Animal Welfare Assurance Number: A3356-01
Accredited by the Association for Assessment and Accreditation of Laboratory Animal Care International (AAALAC)
Contact: IACUC Research Compliance Specialist
Protection of Human Subjects in Research
Human Subjects Assurance Number: FWA00008602
(approved May 25, 2005)
Contact: IRB Research Compliance Specialist
Biological/Chemical/Radiological Safety
Contact: UM Department of Health and Safety
Misconduct in Research
University of Mississippi Research Misconduct Policy
revised October 2004
Contact: Vice Chancellor/ORSP, 304 Lyceum
Objectivity in Research (Conflict of Interest)
University of Mississippi Objectivity in Research Policy
October 1995; revised May 1996
Contact: ORSP, 915-7482 or research@olemiss.edu
Standard Federal Assurances (Debarment/Suspension, Drug-Free Workplace, Lobbying)
Information on Standard Federal Assurances
Contact: ORSP, 915-7482 or research@olemiss.edu

Titles and Addresses

Applicant or Applicant Organization
The University of Mississippi
Office of Research and Sponsored Programs
100 Barr Hall or PO Box 907
University MS 38677
voice: 662-915-7482
fax: 662-915-7577
email: research@olemiss.edu
Authorizing Institutional Representative (signs proposals, certifications, accepts awards)
Dr. Alice M. Clark
Vice Chancellor for Research and Sponsored Programs
Office of Research and Sponsored Programs
[see contact information above]
Administrative Contact Information
Dr. Robin C. Buchannon
Assistant Vice Chancellor for Research and Sponsored Programs
Office of Research and Sponsored Programs
[see contact information above]
Fiscal Officer or Financial Officer
Ms. Nina J. Jones
Director, Accounting Office
PO Box 1848
University MS 38677
voice: 662-915-6538
fax: 662-915-7001
email: nina@olemiss.edu
Mississippi Institutions of Higher Learning Board of Trustees
http://www.ihl.state.ms.us/about.asp
Congressional District
First
Legislative Districts
MS House District #12
MS Senate District # 9